Brokerage Operations Leader (FINOP & RIA)
Job in
Milwaukee, Milwaukee County, Wisconsin, 53244, USA
Listed on 2026-08-08
Listing for:
Associated Bank
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Banking & Finance
Job Description & How to Apply Below
Associated Bank is seeking an experienced leader to oversee operational strategy and control for its Investment Services broker-dealer and RIA platform. You will drive regulatory alignment and technology-enabled efficiency while partnering with Finance, Risk, Compliance and Private Wealth.
The role offers high visibility with senior leadership and the chance to shape a scalable, best-in-class operating model within a large regional bank.
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