Senior Fund Compliance & Regulatory Lead
Listed on 2026-10-06
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Banking & Finance, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Banking & Finance, Risk Manager/Analyst
U.S. Bank is seeking a Fund Administration Compliance & Regulatory Supervisor to lead a team ensuring registered investment funds comply with regulatory requirements, prospectus limitations, and internal policies, while serving as a subject matter expert on ETF, mutual fund and closed‑end fund clients.
You will oversee daily monitoring, regulatory reporting, issue resolution and audit support, provide training to staff, and drive process improvements to support business growth and client service.
This role, Senior Fund Compliance & Regulatory Lead at Us Bank, could be your next opportunity.
Consider building your career as a Senior Fund Compliance & Regulatory Lead at Us Bank.
The Senior Fund Compliance & Regulatory Lead position in the Finance, Management & Operations field is open for applications.
We have an opening for a Senior Fund Compliance & Regulatory Lead in Milwaukee, WI, United States within Finance, Management & Operations.
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