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Regulatory Compliance Specialist

FinCrime Regulatory Initiatives Lead

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: RBC Capital Markets, LLC
Full Time position
Listed on 2026-03-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
  • Law/Legal
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 80000 - 100000 USD Yearly USD 80000.00 100000.00 YEAR
Job Description & How to Apply Below
A leading financial services firm in Minneapolis is seeking a Compliance Associate to support regulatory exams and audits. This role involves drafting regulatory documents, advising on financial crime mitigation, and overseeing materials for regulators. Successful candidates will have extensive risk and compliance knowledge, strong communication skills, and the ability to adapt to changing priorities. The firm offers competitive compensation and flexible benefits including a 401(k) program, health insurance, and opportunities for professional development.
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