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Capital Markets Compliance Leader & Advisor

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: Ameriprise Financial Services, LLC
Full Time position
Listed on 2026-03-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 87400 - 120200 USD Yearly USD 87400.00 120200.00 YEAR
Job Description & How to Apply Below
A diversified financial services leader in Minneapolis is seeking a Compliance Manager/Officer. The role involves supporting regulatory compliance and advising on investment products. Key responsibilities include monitoring regulatory developments, collaborating with cross-functional teams, and enhancing compliance procedures. Ideal candidates will have a strong financial services background, relevant experience, and a bachelor's degree. The estimated salary is between $87,400 and $120,200 per year, with comprehensive benefits offered.
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