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Regulatory Compliance Specialist Wealth Management Risk Manager/Analyst

Complex Operations Lead | Wealth Management

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: RBC Capital Markets, LLC
Full Time position
Listed on 2026-03-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Wealth Management, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A leading financial services company is looking for a Complex Operations Manager to oversee all operations related to client funds and securities in Minneapolis. The role involves coaching operations associates and ensuring compliance with firm policies. Candidates must have at least 5 years of experience in the financial sector and relevant licenses such as Series 7 and 66. This position offers competitive compensation and a comprehensive rewards program.
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