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Regulatory Compliance Specialist Financial Services Financial Compliance

Senior Compliance Manager, SEC & Private Funds

Job in Minneapolis, Hennepin County, Minnesota, 55400, USA
Listing for: NorthRock Partners
Full Time position
Listed on 2026-03-01
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Services, Financial Compliance
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A financial advisory firm in Minneapolis is looking for a Compliance Manager to oversee its compliance program. This role involves managing regulatory filings and providing compliance guidance within a highly regulated environment. The ideal candidate will have 5-7 years of experience in compliance within financial services and a strong understanding of SEC regulations. Benefits include comprehensive healthcare coverage and a company-funded ESOP.
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Position Requirements
10+ Years work experience
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