Manager, Financial Crimes Oversight Testing U.S

What is the opportunity

This role will conduct financial crimes oversight testing on U.S. business units’ AML controls. It requires proactive participation in oversight scoping, fieldwork, and reporting, and presents findings to relevant stakeholders and escalates issues to senior management when necessary.

• Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time
• Conduct regular oversight testing of key AML program controls and communicate the test plan and testing status with stakeholders
• Log issues discovered in testing activity and follow up to ensure resolution in a timely and reasonable manner
• Provide management reporting and escalation on results of oversight testing
• Support identification of areas of enhancement and efficiency in the testing program
• Assist with the execution of strategic changes in the AML Oversight Testing Program as required
• Establish, develop, and maintain strong relationships with internal and external partners

• 3-5 years of experience in AML, 2nd line, or audit control testing function
• Experience as an AML SME within an Audit/Testing Function
• Experience in planning and executing complex AML/Compliance testing programs
• Strong understanding of the U.S. AML regulatory landscape
• Very strong analytical, written and oral communication, and business writing skills
• Understanding of basic data analytic concepts and tools and a desire to learn advanced data analytics skills
• In-depth knowledge of major financial institutions products and services (Capital Markets, Wealth Management, Banking)

• Certified Anti-Money Laundering Specialist (CAMS)
• Certified Internal Auditor (CIA)
• Certified Financial Crimes Specialist (ACFS)

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
• Leaders who support your development through coaching and management opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work
• Opportunities to build close relationships with clients

The good‑faith expected salary range for this position is $70,000–$130,000 depending on candidate experience, skills, registration status, market conditions, and business needs. This range does not include other elements of total compensation, such as discretionary bonuses and benefits such as a 401(k) program with company matching, health, dental, vision, life and disability insurance, and paid time‑off.

• Anti‑Money Laundering (AML)
• Bank Secrecy Act (BSA)
• Capital Markets
• Communication
• Data Analysis Tools
• Data Analytics
• Decision Making
• Detail‑Oriented
• Information Seeking Behavior
• Office of Foreign Assets Control (OFAC)
• Perform Testing
• Regulatory Controls
• Regulatory Issues
• Self‑Starter
• Strategic Thinking
• Testing Methodology
• Wealth Management