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Trading & Compliance Risk Leader Broker-Dealer
Job in
Minneapolis, Hennepin County, Minnesota, 55400, USA
Listed on 2026-06-20
Listing for:
COMFORT SYSTEMS
Full Time
position Listed on 2026-06-20
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance, Banking & Finance
Job Description & How to Apply Below
COMFORT SYSTEMS is looking for a qualified candidate to lead the risk management program within their Operations division. This role is based in Minneapolis, MN, focusing on Trading, Regulatory Reporting, and operational controls within a clearing broker-dealer environment.
The ideal candidate has extensive experience in financial services and risk management, along with necessary FINRA licenses. The position offers a dynamic work culture emphasizing in-person collaboration and continuous improvement in risk awareness.
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