Securities Operations Specialist – Principal Custody Solutions

Securities Operations Specialist

We're looking for a Securities Operations Specialist to join our Custody Solutions team. In this role, you'll process and reconcile transactions to ensure timely settlement and accurate recordkeeping. Review daily reports to identify discrepancies and maintain service level agreement (SLA) compliance. Answer routine questions from clients to ensure consistent client support. Mitigate operational risks by ensuring compliance with regulatory requirements, policies and standard operational procedures.

Assist in training, professional development, and assisting with procedural updates. Participate in special projects as required. We take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made us a trusted leader for more than 140 years!

Who You Are

• High school diploma or equivalent
• 1 year of experience in customer service, operations, financial services or business processing
• Strong attention to detail and accuracy
• Effective verbal, written and interpersonal communication skills
• Ability to prioritize tasks and manage time efficiently
• Adaptability and flexibility in a dynamic work environment

Skills That Will Help You Stand Out

• SEI Trust 3000 experience a plus

Salary Range Information

Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.

Salary Range (Non-Exempt expressed as hourly; Exempt expressed as yearly)

$22.20 - $29.09 / hour

Salary Details

The following salary ranges reflect market-specific compensation for this position across multiple job levels. Candidates will be evaluated to determine the appropriate job level based on their skills and experience.

Securities Operations Specialist I

Job Title:

$22.20 - $25.91 / year

Securities Operations Specialist II

Job Title:

$24.85 - $29.09 / year

Time Off Program

Personal Time Off (PTO) is provided to hourly (non-exempt) employees and provides a set amount of accrued time earned each pay period. Employees can use their PTO for vacation, personal or short-term illness.

Pension Eligible

Yes

Location(s)

This role will be based out of our Minneapolis, MN office and offers a hybrid schedule (with at least three days in the office a week).

Job Level(s)

Securities Operations Specialist II level depending on qualifications, experience, and skillset.

Work Authorization/Sponsorship

At this time, we're not considering applicants that need any type of immigration sponsorship (additional work authorization or permanent work authorization) now or in the future to work in the United States. This includes, but IS NOT LIMITED TO: F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, etc.

Experience

Principal is an Equal Opportunity Employer All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.