More jobs:
Wealth Management Risk & Compliance Liaison Manager
Job in
Minneapolis, Hennepin County, Minnesota, 55400, USA
Listed on 2026-08-29
Listing for:
Ameriprise Financial
Full Time
position Listed on 2026-08-29
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance, Wealth Management -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst, Wealth Management
Job Description & How to Apply Below
Ameriprise Financial is seeking a Manager, Business Unit Risk Compliance Liaison within Wealth Management Solutions. The role focuses on strengthening risk management, supervising compliance for Advisory products, and guiding policy enhancements.
The candidate will lead audits, partner with senior leaders, and coordinate responses during regulatory inquiries. The position requires a Bachelor’s degree, 5+ years in financial services compliance or related fields, and active Series 7 and ideally
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