Director of Risk & Controls – Brokerage Operations
Job in
Minneapolis, Hennepin County, Minnesota, 55400, USA
Listed on 2026-08-07
Listing for:
Jambalaya Group
Full Time
position Listed on 2026-08-07
Job specializations:
-
Management
Risk Manager/Analyst, Regulatory Compliance Specialist -
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Ameriprise Financial seeks a senior risk leader to own the first Line of Defense risk program for the Service & Operations organization, focusing on trading, regulatory reporting and operations controls within a broker-dealer.
The role is based in Minneapolis, MN or Charlotte, NC with in-person collaboration four days a week; you will guide risk-based decision-making and oversee regulatory adherence while coaching a team of risk professionals.
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