Compliance Specialist, Finance & Banking

This position will report to and operate within CV3 Financial Services, a dedicated subsidiary of CV3 Holdings.

CV3 Financial Services provides financing for non-owner-occupied investment properties, providing flexible loan solutions combined with the experience our customers can trust.

CV3 is more than just a lender. We partner with our customers to accelerate real estate opportunities and are invested in their success. We leverage the best technology to eliminate complexity and simplify the loan process, while never losing sight of the value of building personal relationships with our customers.

We’ve set the bar high. The aspirational mission is to be the #1 choice as a trusted capital partner for real estate investors. We are ready when you are!

Our People are Our Power

Great people make great companies. CV3 has nurtured a people-first culture, an entrepreneurial team, and a disciplined craft that fuels innovation and delivers results. We create lasting client relationships based on trust and transparency. We cultivate these relationships by taking amazing care of our people and our customers. Above all, what sets us apart are our five Core Values, which guide everything we do.

The Compliance Specialist will assist with ensuring CV3 is complying with all required application and disclosure procedures, with a focus on regulatory compliance.

• Reviews loan applications for completeness, accuracy of information, required licensing and regulatory reporting.
• Assists in the completion and delivery of all federal and state initial disclosures.
• Conducts compliance reviews pursuant to the organization’s origination manual.
• Keeps departments/lines-of-business abreast of Compliance requirements.
• Support in the creation of Disclosure Department policies and procedures.
• Helps ensure alignment of loan origination systems to support lending activities and satisfy regulatory imperatives.
• Ensures the Disclosure Desk maintains required turn times.
• Maintains rapport with departments and personnel.
• Maintains quality service by establishing and enforcing organizational standards.
• Perform other duties as assigned.
• Advises management of all application/file inconsistencies, as it pertains to Compliance.
• Aids in any required file remediation
• This position may involve handling confidential and sensitive information as part of its daily responsibilities. Employees are expected to exercise discretion and protect all sensitive data, including but not limited to personal information, loan details, business and financial records, and proprietary materials.

• Associate degree in business or related field.
• 1-3 years of experience in the financial services industry.
• 1-2 years of experience in a compliance capacity with a focus on real estate lending.
• Proficient in Microsoft Office (Word, Outlook, PowerPoint, Excel).

• Organizational skills and attention to detail.
• Critical-thinking and problem-solving skills.
• Written and verbal communication skills.
• Ability to research and reporting results.
• Capacity to execute multiple tasks/projects in a fast-paced environment.
• Self-motivated with a strong sense of personal accountability.
• Adaptability, flexibility, and integrity.

Inspiring Culture
:
We have earned the reputation as an exceptional workplace, designed with the deepest intentions for you to thrive. We are committed to being a transparent environment where team members are encouraged to ask questions, be heard, and never stop learning. We foster an inclusive and supportive environment where creativity and innovation thrive.

Talent Development: We invest in our team members' growth and development. You will have access to ongoing training, mentorship, and opportunities to expand your skill set and advance your career.

Impactful Work: Join us in making a meaningful impact. At CV3, we are a team. A highly motivated group of dedicated, talented people, motivating each other and working together towards our shared and individual goals. We show up. Every Day. For each other and our customers.

Innovation: We…