More jobs:
Senior Equity Trader
Job in
California, Moniteau County, Missouri, 65018, USA
Listed on 2026-09-12
Listing for:
Jobtailor
Full Time
position Listed on 2026-09-12
Job specializations:
-
Finance & Banking
Trading - Equity / Derivatives / Quantitative, Capital Markets, Financial Advisor / Consultant, Wealth Management
Job Description & How to Apply Below
- Provide guidance and assistance in all aspects of equity and option trading for best possible execution
- Resolve trade and settlement issues with market centers, exchanges, and back office
- Liaise with third-party money managers, Registered Investment Advisors, and Institutional Traders
- Review and approve large trades for the trading team
- Maintain accountability for trade execution quality and review the blotter daily after close
- Support, guide, and train junior equity traders
- Handle and resolve escalated calls and issues
- Create desk efficiencies by leveraging available means
- Develop relationships with third-party market centers, execution platforms, and internal LPL departments
- Explain product risks, fees, differences, regulatory requirements, and LPL Financial policies
- Support other equity traders
- FINRA Series 7 & 63 or 65 licenses required
- FINRA Series 55 or 57 license required or obtained within 90 days of start
- Deep knowledge of equity and option markets
- Thorough knowledge of marketplace rules and regulations
- Demonstrated high degree of accuracy and attention to detail
- 4+ years of trading desk experience
- 3 to 5 years working with and/or supporting financial professionals
- Series 4 & 24 licenses
- Knowledge and experience with Review & Release
- Experience trading in BETA
- Experience with OMS or EMS (TRAfix preferred)
- Experience with Bloomberg
- Knowledge and experience with RFQ platforms
- Experience with algorithmic trading
- Bachelor’s degree
Demonstrates expertise in equity and option trading, with a strong focus on trade execution quality, regulatory compliance, and relationship management with market centers and financial professionals. Proven ability to train and support junior traders while maintaining high accuracy and attention to detail.
Highest-signal resume keywords- FINRA Series 7 License
- FINRA Series 63 License
- Deep Knowledge of Equity and Option Markets
- 4+ Years of Trading Desk Experience
- Experience with OMS or EMS
- Trade Execution
- Algorithmic Trading
- Review & Release
- Marketplace Rules and Regulations
- BETA Trading
- Attention to Detail
- Problem Resolution
- Training and Support
- FINRA Series 55 License
- FINRA Series 57 License
- Series 4 License
- Series 24 License
- Equity Trading
- Option Trading
- Institutional Trading
- Registered Investment Advisors
- Market Centers
- TRAfix
- Bloomberg
- RFQ Platforms
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×