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Senior Supervisor, Regulatory Oversight & Risk
Job in
Mitchell, Davison County, South Dakota, 57301, USA
Listed on 2026-09-08
Listing for:
Bank of America
Full Time
position Listed on 2026-09-08
Job specializations:
-
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Bank of America is seeking a supervisory reviews professional to oversee registered employee activities across email, disclosures, and investment reviews within our enterprise operations. You will identify risks, ensure compliance, and support ongoing training and process improvement.
The role requires FINRA licenses (7/66, with 9/10 possible), strong client service, governance knowledge, and collaboration with partners.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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