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Hybrid Securities Examiner II: Compliance & Oversight
Job in
Montpelier, Washington County, Vermont, 05604, USA
Listed on 2026-07-30
Listing for:
State of Vermont
Full Time
position Listed on 2026-07-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
State of Vermont's Securities Division seeks a Securities Examiner II to inspect broker-dealer and registered investment adviser firms for compliance with Vermont statutes. The role involves on-site and remote examinations, risk analysis, and regulatory reporting.
The candidate should have 2+ years of regulatory or financial services experience, strong analytical and communication skills, and be prepared for occasional travel within Vermont and out of state.
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