Senior Director, Compliance & Regulatory Strategy
Listed on 2026-09-30
-
Finance & Banking
Regulatory Compliance Specialist
Chardan is seeking an experienced Director, Senior Compliance Officer to lead its broker-dealer and investment adviser compliance programs. This role partners with the Chief Compliance Officer to provide regulatory guidance across Investment Banking, Capital Markets, Research, Sales & Trading and other initiatives, ensuring lawful and ethical operations.
The candidate will oversee supervision procedures, training, examinations, and surveillance, while advising senior management on new laws and
We have an opening for a Senior Director, Compliance & Regulatory Strategy in NY, United States within Legal, Management & Operations.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in NY, United States.
This opportunity is part of our work in Legal, Management & Operations.
The advertised compensation is 200..
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).