Corporate Lawyer ( SAT-SEBI, Securities Law & Regulatory Compliance

Position: Corporate Lawyer ( SAT-SEBI, Securities Law & Regulatory Compliance)
Corporate Lawyer ( SAT-SEBI, Securities Law & Regulatory Compliance)
Exp - 2 to 10 years

Location:

[Mumbai West]

Employment Type:

Full-time
Department:
Securities Lawyer

Key Responsibilities:

Securities Law & Regulatory Compliance
Advise on compliance with securities regulations including [SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc.].
Oversee periodic reporting requirements (e.g. 10-K, 10-Q, 8-K, proxy statements) and disclosures for public companies.
Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions.
Capital Markets Transactions
Support equity and debt offerings, IPOs, private placements, and secondary offerings.
Draft and review offering documents, prospectuses, underwriting agreements, and disclosure materials.
Liaise with investment banks, regulators, and external counsel during transactional processes.
Corporate Governance
Advise on board and committee matters, governance policies, and compliance with listing requirements.
Assist in drafting and reviewing governance-related documents, including charters, resolutions, and insider trading policies.
Risk Management & Internal Advisory
Monitor developments in securities law and assess impact on the company or clients.
Provide legal advice to internal stakeholders including Finance, Investor Relations, and Compliance.
Support internal training and awareness on securities law and disclosure obligations.

Qualifications:

Juris Doctor (JD), LLB, or equivalent legal degree from a recognized institution.
Licensed to practice law in [relevant jurisdiction].
10+ years of experience in securities law at a law firm, regulatory agency, or in-house legal department.
Strong knowledge of public company reporting requirements and securities regulations (e.g., SEC, CSA, ESMA).
Experience in capital markets transactions and corporate finance.