×
Apply for Jobs Apply for Jobs Post a Job Post a Job Local Jobs Home
Register Here to Apply for Jobs or Post Jobs. X
More jobs:
Regulatory Compliance Specialist Risk Manager/Analyst

OBA & Background Review Supervisor

Job in Myrtle Beach, Horry County, South Carolina, 29588, USA
Listing for: Associate Staffing
Full Time position
Listed on 2026-02-12
Job specializations:
  • Management
    Regulatory Compliance Specialist, Risk Manager/Analyst
  • Finance & Banking
    Regulatory Compliance Specialist, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 60000 - 80000 USD Yearly USD 60000.00 80000.00 YEAR
Job Description & How to Apply Below
A prominent financial services firm is seeking a Supervisory Principal to oversee Outside Business Activity and Private Securities Transaction Requests. This role ensures advisors meet regulatory standards and conducts thorough due diligence reviews. Candidates should possess FINRA licenses and have experience in reviewing OBA. Strong knowledge of Microsoft applications is necessary. The position offers an hourly pay rate ranging from $40.00 to $42.00 and fosters a diverse and inclusive workplace.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
 
 
 
Search for further Jobs Here:
(Try combinations for better Results! Or enter less keywords for broader Results)
Location
Increase/decrease your Search Radius (miles)

Job Posting Language
Employment Category
Education (minimum level)
Filters
Education Level
Experience Level (years)
Posted in last:
Salary
Advanced Search