Registered Wealth Management Client Associate

Position Overview

The Registered Wealth Management Client Associate role is a sales support position, providing dedicated operational and sales support to multiple Financial Advisors.

Incumbents also support office initiatives in addition to the business of a particular Financial Advisor. For established clients, the Client Associate often serves as the most frequent point of contact with Merrill.

Fully registered (Series 7, 63, 65, & 66). Partial registration may be considered.

• Work with highly affluent clients
• Lead end-to-end onboarding and maintenance activities for new and existing clients
• Provide products and services to each client, working with cross line of business partners
• Use creativity to tackle complex problems and manage client servicing requests and account maintenance
• Use multiple communication methods to ensure a consistent and exceptional client service experience
• Act as a key team member leading our clients’ digital experience with the firm
• Create ease of access and interaction while protecting privacy and security
• Find opportunities to innovate every day

• Currently hold Series 7 & 66 or 63/65; 2+ years post high school education and/or 4+ years of professional or relevant internship experience
• Undergraduate degree a plus
• Foundational knowledge of investment and banking products
• Energetic individual that is self‑motivated, coachable, and flexible in thought
• Enjoys a fast‑paced environment with changing and evolving responsibilities
• Detail oriented
• Invested in personal development
• Consistently pursues client experience excellence; works quickly to fulfill client needs delivering complex solutions
• Frequent communication and an abundance of discretion with sensitive information
• Microsoft Word, Excel and PowerPoint experience;
  Salesforce a plus
• Professional verbal and written communication skills

Shift: 1st shift (United States of America)

Hours Per Week: 37.5

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