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Regulatory & Operations Associate — Wealth Planning
Job in
Naples, Collier County, Florida, 33939, USA
Listed on 2026-08-22
Listing for:
Capital Wealth Planning, LLC
Full Time
position Listed on 2026-08-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Capital Wealth Planning, LLC is seeking a Compliance & Operations Associate to support day-to-day operations and assist the CCO with administering the firm’s compliance program. You will help ensure regulatory compliance, support operations, and maintain efficient policies and procedures.
The ideal candidate is highly organized, detail-oriented, and able to balance multiple priorities, with 1–3 years in financial services, a finance-related degree, and proficiency in Excel, Word, and PowerPoint.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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