Senior Compliance Manager – SEC & Risk Oversight
Job in
Nashville, Davidson County, Tennessee, 37247, USA
Listed on 2026-07-21
Listing for:
The Pacific Financial Group
Full Time
position Listed on 2026-07-21
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
The Pacific Financial Group (TPFG) is a turnkey asset management platform and pioneer in Self-Directed Brokerage Account Management for retirement plans. The Senior Compliance Manager will develop and manage control systems to ensure regulatory compliance and alignment with company goals, reporting to the Chief Legal/Compliance Officer.
Responsibilities include updating policies and procedures, overseeing testing and monitoring of key compliance areas, reviewing client communications and
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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