Internal Audit Associate - Financial Services

Position Overview

Associate – Risk Advisory to join our Financial Services Group, providing independent, risk‑based assurance and advisory services for financial institutions nationwide.

• Assist in performing internal audit engagements across core banking functions: loan operations, credit administration, deposit operations, ACH/ electronic payments, wire transfers, branch operations, accounting and financial reporting, human resources and payroll, enterprise risk management (ERM), model risk management (MRM), and investment and treasury operations.
• Execute audit procedures, including walkthroughs, testing of controls, and validation of operational processes.
• Identify and assess risks, control gaps, and process inefficiencies in operational and financial areas.
• Perform detailed testing of transactions, reconciliations, system controls, and compliance with internal policies and regulatory requirements.
• Evaluate internal controls related to financial reporting and safeguarding of assets.
• Document audit procedures, findings, and supporting work papers in accordance with professional audit standards.
• Prepare clear and concise audit reports, including observations, root‑cause analysis, and practical recommendations.
• Support compliance assessments related to applicable banking regulations and guidance (e.g., FDIC, OCC, Federal Reserve, state banking regulators).
• Participate in client and internal stakeholder meetings to gather information and communicate audit progress.
• Contribute to project management across multiple audit engagements, ensuring timelines and deliverables are met.
• Support continuous improvement initiatives, including development of audit tools and methodologies.
• Perform other duties as assigned.

• Bachelor’s degree in accounting, finance, business administration, or a related field.
• 0–3 years of experience in internal audit, external audit, banking operations, risk management, or related fields (internships accepted).
• Foundational understanding of internal control frameworks (e.g., COSO), audit methodologies, risk assessment techniques, banking operations, and regulatory expectations.
• Strong analytical and problem‑solving skills with attention to detail.
• Effective written and verbal communication skills.
• Ability to manage multiple tasks and work independently or collaboratively in a team environment.
• Willingness to learn and develop technical audit and banking knowledge.
• Ability to travel when required (estimated maximum of 25 nights per year).

• Prior exposure to banking operations, audit engagements, or regulatory compliance through coursework, internships, or work experience.
• Familiarity with auditing standards (e.g., IIA Standards), regulatory guidance, or risk frameworks.
• Experience with data analysis tools (Excel, SQL, or audit analytics platforms).
• Pursuit of or interest in professional certifications such as CPA, CIA, or CISA.
• Interest in building a long‑term career in internal audit, risk advisory, or financial services consulting.

This position provides broad exposure across critical banking functions and risk areas, allowing you to develop a well‑rounded understanding of financial institution operations while building core audit and advisory skills.

Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this job. Physical and cognitive/mental requirements include the need to remain in a stationary position, use standard office equipment, communicate, read, interpret data, and meet frequent deadlines. Contact Talent Acquisition for further assistance.