Broker-Dealer Regulatory Reporting Specialist
Job in
Nashville, Davidson County, Tennessee, 37247, USA
Listed on 2026-08-28
Listing for:
AllianceBernstein L.P.
Full Time
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Reporting, Financial Compliance
Job Description & How to Apply Below
Alliance Bernstein L.P. in Nashville, TN is seeking a Nashville-based associate for Broker Dealer Operations focusing on Regulatory Reporting, SOX and audits, and client reporting.
The role collaborates with legal/compliance, internal audit, risk management, back-office, and technology teams to deliver accurate reporting for private wealth clients and the broker-dealer. Strong analytical, communication, and discretion are essential, with 5–10 years in the financial sector.
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