Regulatory Compliance Associate
Job in
Nashville, Davidson County, Tennessee, 37247, USA
Listed on 2026-09-25
Listing for:
Elliott Davis
Full Time
position Listed on 2026-09-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Nashville, TN:
Columbia, SC:
Charleston, SC:
Chattanooga, TN:
Greenville, SCtime type:
Full time posted on:
Posted 2 Days Agojob requisition : R1089##
** WHO WE ARE
** Elliott Davis pairs forward-thinking tax, assurance and consulting services with industry-leading workplace culture. Our nine offices - located in the fastest growing cities in the US - are built on a foundation of inclusivity, collaboration, and collective growth. We work daily to provide exceptional service to our people, customers, and our communities. Audit and assurance services are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.
The Regulatory Compliance Associate will support the audit teams within our Financial Services Group (FSG). This role focuses on delivering value-added services to banking clients through regulatory compliance audits and process reviews. The associate will demonstrate a foundational knowledge of banking regulations and a desire to contribute to impactful client outcomes.#LI-DL1
** Responsibilities:**- Support the execution of audits focused on regulatory compliance programs and practices across client financial institutions.
- Assist with evaluating adherence to federal and state regulations such as the Truth in Lending Act (TILA), Equal Credit Opportunity Act (ECOA), Home Mortgage Disclosure Act (HMDA), and Truth in Savings Act (TISA).
- Assist with evaluating client Fair Lending programs including comparative file analysis, redlining, peer analysis, and matched pair testing.
- Help document audit findings and ensure timely, accurate reporting to audit leadership and clients.
- Collaborate with audit team members to assess risk areas and evaluate policy and procedural alignment with compliance requirements.
- Contribute to compliance risk assessments and provide research on new or evolving regulations.
- Other duties as assigned within the scope of the practice.
** Requirements:**- 2-5 years of experience in a regulatory compliance role within a bank or financial institution.
- Strong understanding of core consumer compliance regulations.
- Excellent written and verbal communication skills.
- Proficiency in Microsoft Office Suite and familiarity with audit or compliance software.
- Certifications such as CRCM (Certified Regulatory Compliance Manager) are a plus.####
** WHY YOU SHOULD JOIN US
** We believe that when our employees are able to thrive in all facets of life, their work and impact are that much greater.
That's right - all aspects of life, not just your life as an employee, because we understand that there's life beyond your job. Here are some of the ways our work works for your life, your growth, and your well-being:
- generous time away and paid firm holidays, including the week between Christmas and New Year's- flexible work schedules- 16 weeks of paid maternity and adoption leave, 8 weeks of paid parental leave, 4 weeks of paid and caregiver leave (once eligible)- first-class health and wellness benefits, including wellness coaching and mental health counseling- one-on-one professional coaching
- Leadership and career development programs- access to Beyond: a one-of-a kind program with experiences that help you expand your life, personally and professionally
** NOTICE TO 3RD PARTY RECRUITERS
** Notice to Recruiters and Agencies regarding unsolicited resumes or candidate submissions without prior express written approval. Resumes submitted or candidates referred to any employee of Elliott Davis by any external recruiter or recruitment agency by any means (including but not limited to via Internet, e-mail, fax, U.S. mail, and/or verbal…
Position Requirements
10+ Years
work experience
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