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Surveillance & Preclearance Compliance Associate

Job in Nashville, Davidson County, Tennessee, 37247, USA
Listing for: AllianceBernstein
Full Time position
Listed on 2026-08-18
Job specializations:
  • Quality Assurance - QA/QC
    Regulatory Compliance Specialist
Salary/Wage Range or Industry Benchmark: 70000 - 100000 USD Yearly USD 70000.00 100000.00 YEAR
Job Description & How to Apply Below

Alliance Bernstein seeks a detail-oriented Compliance Associate to support electronic communications surveillance, trade surveillance, legal preclearance, and related compliance control functions.

The Associate will help review and resolve surveillance alerts, administer monitoring workflows, support access and population management, and partner with Legal & Compliance colleagues and business stakeholders to identify, elevate, and resolve potential compliance issues.

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Position Requirements
10+ Years work experience
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