Junior Financial Advisor; Associate Financial Advisor

Job Description

Junior Financial Advisor (Associate Financial Advisor) – Wealth Management Firm

New Berlin, WI

Please note:

Client Service Associates with long‑term aspirations to become Financial Advisors are encouraged to apply.

This is not a sales, business development, or prospecting role. The focus is on servicing existing accounts.

• Support senior advisors in delivering comprehensive financial planning and investment advice to clients.
• Assist in the preparation and implementation of financial plans, including retirement, tax, estate, education, and risk management strategies.
• Help monitor and manage client investment portfolios in alignment with client goals and risk tolerance.
• Participate in client meetings, prepare materials, and follow up on action items.
• Conduct research and analysis to support planning recommendations and portfolio decisions.
• Build foundational client relationships through proactive communication and service support.
• Collaborate with internal teams and external professionals, including CPAs and attorneys, as needed.
• Maintain accurate client records and ensure compliance with firm policies and regulatory requirements.
• Support ongoing client service needs and contribute to a high‑quality client experience.

• Bachelor's degree in finance, economics, business, or a related field.
• 1 to 3 years of experience in wealth management in a client‑facing role.
• Series 65 license, or the ability to obtain it within a specified timeframe.
• Passion for helping clients, with an outgoing personality and the ability to build rapport and trust.
• Strong analytical, organizational, and communication skills.
• High attention to detail with a strong client service orientation.
• Ability to learn quickly in a fast‑paced advisory environment.

• CFP track or interest in pursuing the CFP designation.
• Proficiency with Microsoft Excel and financial planning software such as Money Guide Pro , Tamarac, Junxure, and Redtail.
• Tax planning knowledge is a plus.

• Outstanding opportunity for long‑term career advancement within a well‑established, thriving firm.
• Comprehensive benefits program including medical, dental, and vision insurance.
• 401(k) with employer match.
• Generous paid time off and maternity or paternity leave.
• Health savings account and flexible spending account.
• Life insurance and employee assistance program.
• Professional development assistance and mentorship opportunities.
• Strong opportunities for advancement and career growth.
• Collaborative, team‑oriented environment.

Our client fosters a challenging and stimulating environment where professionals are supported in their growth and development. The firm promotes a collaborative, team‑oriented culture, values diverse perspectives, and emphasizes a strong balance between professional success and personal well‑being.