Regulatory Compliance Manager — Stock Broking
Job in
House, Quay County, New Mexico, 88121, USA
Listed on 2026-06-12
Listing for:
Jainam Share Consultants Pvt Ltd.
Full Time
position Listed on 2026-06-12
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
Jainam Share Consultants Pvt Ltd. seeks a detail-oriented Associate Manager – Regulatory to oversee compliance with regulatory guidelines in stock broking operations. This role involves ensuring adherence to SEBI and exchange regulations while coordinating with various teams for effective compliance management.
The ideal candidate will have 5–8 years of relevant experience and a Bachelor's degree in Finance, Law, or Business Administration. Strong analytical skills and a keen attention to detail are essential for success in this dynamic environment.
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