AML Compliance Intern
Job in
New York City, Richmond County, New York, USA
Listed on 2026-03-04
Listing for:
Guggenheim Securities LLC
Apprenticeship/Internship
position Listed on 2026-03-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Accounting & Finance -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
Guggenheim Securities is seeking an intern to join their AML Compliance team during the summer. The Compliance department's focus is to help ensure that the Firm conducts its business and operations with the highest legal and ethical standards in a manner consistent with its obligations and all applicable laws, rules, and regulations. This position will be in the New York office.
Essential Job Functions
This individual will assist the compliance team and will have exposure to the AML areas of the compliance program:
- Conducting due diligence on customers to assess potential risk
- Reviewing and verifying customer identification and documentation
- Perform testing of internal Compliance procedures related to anti-money laundering
- Utilizing AML and KYC tools to analyze and interpret complex data
- Assist with Ad hoc compliance projects
- MS Word, PowerPoint, Excel and Outlook proficient
- Able to organize and present data in spreadsheets and tables
- Strong writing and research skills
- Ability to work with various teams in a professional environment
- Self-starter with excellent organizational and communication skills
- Strong attention to detail
- Must be seeking a college degree in business
- Currently, this role is expected to be in the New York office at least 4 days per week.
- $20 per hour, 40 hours a week
Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities offers services that fall into four broad categories:
Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York, with additional offices in Chicago, Boston, Atlanta, San Francisco, and Houston.
For more information, please visit , follow us on Linked In or contact us at GSLateral
Recr or .
Guggenheim Securities, LLC ("GS") does not accept unsolicited resumes or applications. GS considers any resume or application to be unsolicited if (a) received from an entity or individual without a current recruiting agreement with GS or (b) submitted to anyone at the firm other than through the process set forth in the recruiting agreement between GS and the submitting entity or individual, and GS will not pay a fee to any entity or individual for such submission.
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