More jobs:
Director of Accounting; Broker Dealer
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-08
Listing for:
Social Capital Resources
Full Time
position Listed on 2026-07-08
Job specializations:
-
Accounting
Financial Compliance -
Finance & Banking
Financial Compliance
Job Description & How to Apply Below
Location: New York
Top-Tier Broker-Dealer in NYC is seeking a Director of Accounting!
Role:- Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.
- Bachelor’s degree in accounting or finance.
- FINRA Series 27 License
- Public Accounting/Audit Background
- CPA License
- Knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 and SEA Rule 15c3-3.
- Knowledge of U.S. GAAP.
- Minimum of 6+ years accounting experience
- Previous experience in accounting function at a broker dealer, clearing firm, or financial services industry a plus
- Experience as a broker-dealer FINOP professional
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