Financial Services Senior Accountant

A leading accounting and advisory organization is looking for a Senior Accountant to join its financial services practice. In this role, you will work closely with a portfolio of clients across the financial services sector, providing accounting support, financial reporting, regulatory assistance, and audit support.

• Take ownership of accounting and reporting activities for assigned financial services clients
• Drive the monthly accounting cycle from transaction review through close and financial statement preparation
• Record and review journal entries and conduct detailed account reconciliations
• Investigate unusual or complex general ledger activity and provide appropriate analysis
• Review balance sheet accounts and supporting schedules, including A/R, accruals, prepaid expenses, and fixed assets
• Prepare monthly and annual FOCUS reports and also financial statements in accordance with U.S. GAAP
• Assist broker-dealer clients with regulatory net capital calculations (including 15c3-1)
• Support the preparation of FINRA, SEC, and other applicable regulatory filings
• Coordinate accounting information and documentation required for year-end audits
• Assist clients and engagement teams during regulatory examinations
• Identify accounting and reporting issues and work with clients to develop practical solutions
• Build strong working relationships with client contacts while ensuring accurate and timely deliverables

• Bachelor's or Master's degree in Accounting, Finance, or a related discipline
• 3-8 years of accounting experience
• Strong understanding of U.S. GAAP and financial reporting principles
• Experience with financial services, broker-dealers, investment advisers, funds, or another regulated environment is preferred
• Active FINRA Series 27 (Financial and Operations Principal) license is a plus
• Candidates who do not currently hold Series 27 must be willing and qualified to obtain the license and FINRA registration within 12 months
• Proficiency with Microsoft Excel and Quick Books
• CPA certification is preferred but not required
• Strong analytical and problem-solving abilities
• Exceptional attention to detail and organization
• Ability to independently manage responsibilities and consistently meet deadlines
• Strong interpersonal and communication skills
• Comfortable working directly with clients in a professional services environment

This opportunity offers exposure to a broad range of financial services businesses and the chance to develop specialized expertise in broker-dealer accounting, regulatory reporting, financial statements, and compliance
. The role provides meaningful client interaction and the opportunity to build a career within a specialized accounting and advisory environment.