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Senior Compliance Manager - US Broker-Dealer
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-01
Listing for:
Wise
Full Time
position Listed on 2026-03-01
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global technology firm in New York is looking for a Senior Compliance Manager to develop and implement compliance frameworks for their broker dealer entity. The role involves assisting regulatory examinations, preparing compliance reports, and supporting training initiatives. Candidates should have over 8 years of regulatory compliance experience and relevant Series registrations. This is an exciting opportunity to support compliance for a company on a mission to facilitate money movement across borders.
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Position Requirements
10+ Years
work experience
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