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Onsite NYC Senior Compliance Officer - Equities
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-01
Listing for:
Larson Maddox
Full Time
position Listed on 2026-07-01
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Larson Maddox, a global quant trading firm based in New York, is seeking an experienced Senior Compliance Officer to ensure compliance with regulatory requirements. This role involves providing guidance to equities trading and sales teams, requiring 6+ years of relevant experience.
Key responsibilities include translating regulatory expectations into practical guidance while promoting a robust compliance culture within the firm. The position demands strong understanding of equities products and SEC regulations, with onsite work expected.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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