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Strategic Compliance Monitoring & Testing Associate
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-04
Listing for:
Guggenheim Securities
Full Time
position Listed on 2026-07-04
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Guggenheim Securities is seeking a Monitoring and Testing Associate for its Compliance team in New York. The role focuses on assessing business activities to ensure compliance with laws and internal policies. Key responsibilities include developing compliance monitoring programs and preparing reports to identify issues.
A Bachelor's degree and 3-5 years of relevant experience are required. The position offers an annual salary between $110k and $120k, with additional compensation options available.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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