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Senior Compliance AVP – Funds, CLOs & Broker-Dealer
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-02
Listing for:
Pure Search
Full Time
position Listed on 2026-08-02
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Pure Search is seeking a hands-on investment compliance professional to support the day-to-day program across private funds, credit/CLO, and broker-dealer activities. You will review materials, assist with regulatory filings, and help run the compliance program with minimal hand holding.
The role requires 3–6 years in investment compliance, familiarity with Form ADV/Form PF, and some broker-dealer exposure. You should be proactive and organized, with a genuine aim to build a career in compliance
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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