Delivery Director, Global Regulatory Implementation and Transformation

Work Location

New York, New York, United States of America

40

TD Securities

$190,000 - $225,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

Preferred Qualifications:

The Global Regulatory Implementation and Transformation team is responsible for the design, implementation, and sustainability of regulatory projects. This includes strategic remediation programs across TD Securities – e.g., market conduct (trade and communications surveillance, control room). This function supports regulatory commitments to US and global regulators, and partners closely with Business leadership, Technology, Data, Compliance, and Legal.

The Delivery Director is a senior execution role responsible for translating regulatory commitments into disciplined execution across multiple remediation and enhancement initiatives.

You will set the delivery cadence, establish fit-for-purpose governance, and provide executive-ready reporting while unblocking teams and maintaining momentum in fast-paced, ambiguous environments.

The ideal candidate is a seasoned delivery leader who has led large-scale regulatory and/or control programs in capital markets, understands products and data flows, and can translate complex requirements into executable plans across engineering, data, operations, risk, compliance, and front-office stakeholders.

• Own planning through execution across multiple work streams (process, data, and technology), ensuring measurable and sustainable outcomes are delivered on budget with disciplined change control.
• Drive regulatory and compliance outcomes by partnering with business, compliance, technology, data and operations teams to translate requirements into deliverables with clear ownership, testing evidence, and sustainable BAU handoffs.
• Serve as a trusted partner and point of accountability for senior stakeholders, driving clarity, momentum, timely escalation, and outcomes across the portfolio.
• Align priorities, clarify dependencies, and resolve conflicts between business, engineering, data, compliance and operations teams.
• Lead with resilience and integrity, staying focused and effective through ambiguity, shifting priorities, and demanding timelines.
• Communicate decisions, issues, risks, progress and trade-offs clearly and succinctly to senior decision makers.
• Produce executive-ready reporting that clearly communicates progress, risks, decisions, dependencies, and delivery outcomes.
• Manage senior stakeholder expectations, balance competing priorities and adapt delivery approach to evolving regulatory timelines and organizational constraints.
• Establish and run governance forums; manage RAID (risks, assumptions, issues, dependencies); drive timely decisions and escalations with options and recommendations.
• Coach and develop delivery resources, improve delivery practices, and continuously raise the bar on predictability, transparency, and outcomes.

• 15+ years of experience leading end-to-end delivery for complex, cross-functional programs (regulatory, compliance, risk/control, data, and/or technology change) in capital markets or a similarly regulated environment.
• Experience demonstrating accountability for delivery outcomes, executive stakeholder management, governance, escalation, and cross-functional leadership.
• Strong understanding of financial products and end-to-end flows (front-to-back), with the ability to communicate impacts to stakeholders at all levels.
• Experience supporting SEC, CFTC, FINRA, DOJ, or global regulator engagements.

• Bachelor’s degree in Business, Engineering, Computer Science, or equivalent…