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Founding AI-Driven Broker-Dealer Operations Leader
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-31
Listing for:
Gusto
Full Time
position Listed on 2026-08-31
Job specializations:
-
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Gusto is hiring a Founding Operations Leader for its broker-dealer entity in a hybrid Denver setting. You will architect and scale the in-house carrying broker-dealer operations, ensuring FINRA/SEC compliance, asset protection, and efficient cash/money movement.
You will partner with engineering, product, legal, and finance to design control environments, reconciliations, and reporting while leveraging AI to drive efficiency and regulatory readiness.
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