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Senior SBSD Compliance Lead — SEC/FINRA Expert
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-16
Listing for:
UNAVAILABLE
Full Time
position Listed on 2026-02-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global financial services provider is seeking a Senior Compliance Officer to lead the compliance program for their Security Based Swap Dealer (SBSD). This role requires 7 to 10 years of related experience along with deep knowledge of SEC and FINRA regulations. The successful candidate will work closely with internal teams to ensure adherence to compliance requirements and will provide regular updates to management.
The position offers a hybrid work schedule, with a base salary ranging from $150K to $190K, depending on experience.
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Position Requirements
10+ Years
work experience
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