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Quality Assurance Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-06
Listing for:
Partnership Employment
Full Time
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
- Independently examine a range of financial service activities to assess accuracy, consistency, and adherence to established guidelines.
- Validate operational practices against applicable consumer protection, financial crime prevention, and disclosure requirements relevant to both deposit and credit products.
- Execute recurring review cycles, document observations, and partner with stakeholders to resolve identified gaps.
- Track, coordinate, and support corrective actions for review outcomes, including follow-up validation where needed.
- Act as a central liaison for examination activities, including coordination with internal review groups and external oversight bodies.
- Consolidate review results into meaningful insights that support procedural updates, targeted training, and process optimization.
- Maintain current knowledge of internal standards, operating procedures, and evolving regulatory expectations.
- Design and maintain review tools, evaluation criteria, and reporting frameworks to consistently capture and escalate findings.
- Produce periodic summary reporting for leadership outlining review activity, outcomes, and emerging risk themes.
- Analyze review data over time to surface trends and recommend proactive improvements.
- Collaborate across functional areas to ensure clear communication, alignment, and timely resolution of issues.
- Support inquiry response efforts by researching findings and preparing documentation as requested.
- Perform additional related responsibilities as business needs evolve.
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