ECM Compliance VP - Regulatory Strategy & Leadership; Hybrid
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-06
Listing for:
Raymond James
Full Time
position Listed on 2026-02-06
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Regulatory Compliance Specialist -
Management
Risk Manager/Analyst, Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: New York
A leading financial services firm is seeking a Compliance Manager to oversee compliance programs focused on Equity Research and Investment Banking. The role requires a Bachelor's degree, extensive experience in compliance, and strong analytical and communication skills. You will supervise others, manage regulatory risks, and interact with senior executives to ensure adherence to compliance standards. This hybrid position offers a salary range of $175,000 - $250,000.
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