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Broker-Dealer Regulatory Reporting Specialist; Series
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-07
Listing for:
TBG | The Bachrach Group
Full Time
position Listed on 2026-02-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: New York
A well-established broker dealer and investment bank is looking for a Series 27 Licensed accounting professional to join its high-performing Regulatory Reporting team in New York. Candidates should have 5+ years of experience in Accounting and Finance BD Regulatory Reporting, with strong knowledge of SEC regulations. The role is newly created, offering a unique opportunity for qualified professionals eager to impact the team significantly.
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