Equities Compliance VP: Risk & Regulatory Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-16
Listing for:
BMO Financial Group
Full Time
position Listed on 2026-02-16
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Services
Job Description & How to Apply Below
A leading financial institution is seeking an Equities Compliance Vice President to manage compliance for capital markets activities. This role involves implementing the Compliance Program, performing risk assessments, and providing regulatory advisory services. The ideal candidate must have at least 5 years of compliance experience in financial services and a Bachelor's degree. Competitive salary range from $81,400 to $151,800, along with a comprehensive benefits package including health insurance and retirement plans.
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