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Senior Trade Compliance Lead – Surveillance & Advisory
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-08
Listing for:
Barclay Simpson
Full Time
position Listed on 2026-02-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global alternative investment firm is seeking a Senior Compliance Officer based in New York. The role involves overseeing day-to-day trade surveillance activities, managing a junior associate, and collaborating closely with Portfolio Managers and the Investment team. Key responsibilities include leading trade compliance functions, providing trader support, and ensuring adherence to compliance standards. The ideal candidate will have strong expertise in trade governance policies and regulatory compliance.
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Position Requirements
10+ Years
work experience
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