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Onsite Compliance Analyst – FINRA Registrations NYC
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-19
Listing for:
Sharp Decisions
Full Time
position Listed on 2026-02-19
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is seeking a Compliance Analyst based in New York, NY. This 3-month onsite position involves preparing various filings, maintaining records, and coordinating examination preparation. The ideal candidate should possess a solid understanding of registration processes and vendor systems, along with excellent communication skills. Responsibilities include managing the associated persons list and ensuring compliance with reporting requirements.
This position is W2 and local only.
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