More jobs:
Wealth Compliance Advisor – US & SEC Rules
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-23
Listing for:
Macquarie Bank Limited
Full Time
position Listed on 2026-02-23
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A global financial services group is seeking a Compliance Advisor to support its US compliance program for an SEC-registered investment adviser. This role involves advising on regulatory matters, managing responses to compliance correspondence, and overseeing compliance reviews. Qualified candidates will have 4-8 years of experience in the asset management industry, strong knowledge of US securities laws, and excellent collaboration skills.
This position offers competitive compensation and a comprehensive benefits package.
#J-18808-Ljbffr
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×