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Compliance Analyst: Surveillance & Policy Expert
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-02-28
Listing for:
Neuberger Berman
Full Time
position Listed on 2026-02-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading investment firm is seeking a Compliance Analyst in New York to join their Compliance Team. This role involves analyzing surveillance reports, preparing regulatory filings, and conducting compliance training. Ideal candidates have 5-7 years of compliance experience, a Bachelor's degree, and strong analytical skills. They should be collaborative and possess excellent communication abilities. The position offers a salary range of $115,000-$130,000, and is eligible for discretionary bonuses and comprehensive benefits.
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