Compliance Analyst, Finance & Banking
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-01
Listing for:
Nextera Search
Full Time
position Listed on 2026-03-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
An Investment Management firm based in New York City is seeking an experienced professional to join their team as a Compliance Analyst. This role will follow a hybrid schedule.
Responsibilities:
- Prepare and support regulatory filings in collaboration with compliance and business teams
- Partner with compliance staff to advise and support firm business units
- Design, review, and maintain automated compliance monitoring reports
- Ensure ongoing adherence to internal compliance policies and regulatory requirements
- Contribute to long-term initiatives to uphold compliance standards amid evolving regulations
- Perform other duties, as needed
Qualifications:
- Bachelor’s degree or higher, with strong analytical, written, verbal, and quantitative skills
- Solid numeracy skills and comfort working with data
- 1–4 years of relevant professional experience with a demonstrated record of achievement
- Highly organized with strong project management skills and attention to detail
- Self-motivated, reliable, and committed to high-quality work
- Prior experience in paralegal work, accounting, financial operations, compliance, or investment management is a plus, but not required
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