Compliance Analyst, Finance & Banking

An Investment Management firm based in New York City is seeking an experienced professional to join their team as a Compliance Analyst. This role will follow a hybrid schedule.

Responsibilities:

• Prepare and support regulatory filings in collaboration with compliance and business teams
• Partner with compliance staff to advise and support firm business units
• Design, review, and maintain automated compliance monitoring reports
• Ensure ongoing adherence to internal compliance policies and regulatory requirements
• Contribute to long-term initiatives to uphold compliance standards amid evolving regulations
• Perform other duties, as needed

Qualifications:

• Bachelor’s degree or higher, with strong analytical, written, verbal, and quantitative skills
• Solid numeracy skills and comfort working with data
• 1–4 years of relevant professional experience with a demonstrated record of achievement
• Highly organized with strong project management skills and attention to detail
• Self-motivated, reliable, and committed to high-quality work
• Prior experience in paralegal work, accounting, financial operations, compliance, or investment management is a plus, but not required