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AML Compliance Officer - Broker Dealer
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-01
Listing for:
JCW Group
Full Time
position Listed on 2026-03-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime -
Law/Legal
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
JCW is partnered with a leading broker-dealer firm that's looking to hire a AML Compliance Officer. An ideal candidate will have prior financial crime compliance experience at another broker-dealer, investment bank, or RIA.
Day-to-day you will:
- Develop and implement policies and procedures across a variety of business units.
- Assist with AML monitoring and reporting.
- Coordinate with trading teams, technology, and other relevant stakeholders across the organization to escalate and remediate issues identified through the course of reviews.
- Assist with AML related compliance trainings.
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