Director, Enterprise Trading Compliance & Controls
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-03
Listing for:
Raymond James
Full Time
position Listed on 2026-03-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance
Job Description & How to Apply Below
A financial services company is seeking a Compliance Manager to oversee the design and implementation of compliance programs for electronic trading. This role requires extensive knowledge of securities regulations and strong leadership skills to manage projects and teams. The successful candidate will have a Bachelor's degree and at least ten years of relevant experience in compliance within the financial services industry.
This position offers a salary range of $130,000 to $150,000 and a hybrid work style.
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