Director of Broker-Dealer Regulatory Reporting & Governance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-03
Listing for:
Greenkey Resources LLC
Full Time
position Listed on 2026-03-03
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
A premier financial services firm is looking for a leader in regulatory reporting to ensure compliance with industry regulations. The role involves overseeing regulatory filings for broker-dealer entities and leading teams to enhance reporting processes. Ideal candidates should have a strong background in regulatory governance, be highly detail-oriented, and possess significant experience in the financial sector. This position offers the opportunity to influence governance frameworks and engage with various stakeholders.
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