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Regulatory & Legal Compliance Associate
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-03-07
Listing for:
Atlantic Group
Full Time
position Listed on 2026-03-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Law/Legal
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial compliance firm in New York is seeking a compliance professional with at least 2 years of experience in investment management or compliance consulting. The role involves assisting with regulatory duties, drafting compliance policies, and supporting audits. Candidates should possess knowledge of the Investment Advisers Act of 1940 and have strong organizational skills. This position allows for independent work in a fast-paced environment.
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Position Requirements
10+ Years
work experience
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